Documents / Information For the Customers

New KYC Format: Customer Documents

• Rights And Obligations Of Stock Brokers, Sub-Brokers And Clients As Prescribed By SEBI And Stock Exchanges
• Rights And Obligations Of Beneficial Owner And Depository Participant As Prescribed By SEBI And Depositories
• Risk Disclosure Document for Capital market and Derivatives segments
• Guidance note – Do’s and Don’ts for trading on the exchange(s) for investors
• Policies and Procedures applicable to clients of ESPL
• Dos and Don’ts and best practices to be followed by the Demat account holders
• Advisory To Demat Account Holders
• Investor Charter for Stock Broker
• Investor Charter for Depository Participant
• SEBI Complaint Redress System (SCORES)
• AnnexureI_AdvisoryforKYCupdation

Client Registration Documents in Vernacular Language

Download Client Registration Documents (Rights & Obligations, Risk Disclosure Document, Do’s & Don’ts) in Vernacular Language:

Note: “This document is a translated version of the client registration documents in English and is being provided in vernacular language to facilitate better understanding by the investors. In case of any ambiguity, the contents of the English version would prevail.”