Securities offered in the United States are offered through Elara Securities, Inc., member FINRA, SIPC, a wholly owned subsidiary of Elara Capital, PLC.
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Stewardship Code
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RTS28
Trade Execution Report RTS28
Compliance Officers
Manu Krishnan – MLRO
Manu Krishnan joined Elara in 2005 and presently heads Operations for Elara in London. He has over 19 years’ experience in Investment banking operations particularly in coordinating primary listings of Equity / Global Depositary Receipts and Convertible Bonds on the Luxembourg, Singapore and London International Exchanges. Manu has strong domain expertise in areas of legal, regulatory and documentation for Capital Markets new issues and has successfully concluded over 47 primary issue mandates with Elara. He also oversees trade support and settlement for the International Sales & trading team. Prior to Elara, he was working with Kotak Mahindra (UK) Limited. Manu has an MBA from Oxford Brookes University, U.K and a first degree in commerce from Mahatma Gandhi University, India. Manu is the MLRO representative for Elara with the UK FSA.
Gazala Khan – Chief Compliance Officer
Gazala Khan is the Chief Compliance Officer at Elara Capital PLC. Gazala graduated in Commerce from the Mumbai University, India and is also a professionally qualified Company Secretary from ‘The Institute of Company Secretaries of India’ and a Qualified Lawyer from the ‘University of Mumbai, India’. She has also earned the Investment Management Certification pertaining to UK Regulations and Markets from the CFA Society of the UK. Gazala has over 18 years of valuable expertise from her previous experiences with Mehta & Mehta, Company Secretaries; Reliance Capital Asset Management Limited, India; Reliance Capital Asset Management (UK) PLC & UTI International Limited in core compliance & legal work spanning across UK, Indian and overseas companies and offshore funds.
Anand Rao – Compliance Officer
Elara Securities (India) Private Limited.
Anand holds an MBA from the University of Pune with specialization in Finance and is a commerce graduate with Banking & Finance as the specialized subject.
He has a career spanning over 15 years in the financial services sector. Over the past and present years, he has rich work experience in intermediary compliances pertaining to Stock Broking, Research Analyst, Investment Advisers, Alternative Investment Funds, Depository Participant services, Merchant Banking and Portfolio Management Services (PMS) across assignments handled.
Anand has been instrumental in setting up various policies, procedures, processes and controls including licensing to set-up for Indian business operations under compliance requirements of SEBI, Exchanges, Depositories etc. and also requirements applicable under various complex cross border regulations of FCA, SEC, FINRA etc. for proper business conduct and ensure that best global practices are followed.
Prior to Elara, Anand has worked in organizations such as UTI Securities Limited (now known as Standard Chartered Securities (India) Limited) and Batlivala & Karani Securities India Private Limited.
Amit Bondre - Company Secretary & Compliance Officer
Amit Bondre is the Company Secretary and Compliance Officer of Elara Capital (India) Private Limited. Amit brings over 15 years of extensive experience in corporate compliance, legal advisory, and financial services. His career has been marked by a series of progressive roles in well-regarded organizations such as Infrastructure Leasing & Financial Services Ltd (IL&FS), Vivro Financial Services Pvt Ltd, Imperial Corporate Finance & Services Pvt Ltd, and Maharashtra Polybutenes Ltd. Prior to joining Elara, he was associated with Arka Fincap Limited. He has been instrumental in overseeing wide spectrum of compliance-related functions, ensuring adherence to regulatory requirements, and advising on complex legal matters during his career span.
Amit is a qualified Company Secretary and holds a degree in Law (LLB), bringing a robust blend of legal and compliance expertise to the team. His dual expertise in law and corporate compliance provides a solid foundation for guiding the company through the complexities of regulatory frameworks, legal challenges, and corporate governance standards.
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